Compliance Officer

Kuala Lumpur KL City Centre Kuala Lumpur
Job type
Permanent 1 vacancy
Job level
Executive Salary undisclosed
Job Specialisation

Accounting & Auditing Internal Audit

Banking & Finance Regulatory Compliance

Legal Banking & Finance Law

Required qualifications
Master's Degree, Professional Degree, Bachelor's Degree in Finance/Accountancy/Banking, Law
Required languages
Job Closed
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About Us

About Capital Dynamics

Capital Dynamics, through its flagship product brand, i Capital, has achieved major successes over the last 26 years. Despite these, we are hungry for more, as we build a global fund management and investment advisory group. Clients' interests are put at the forefront.

Capital Dynamics believes that success is fun and integrity and performance are greatly prized. Your rewards will be mainly defined by your contributions and your commitment. If you treasure a "my word is my bond" culture, you will fit in well.

For more information about Capital Dynamics, please visit our corporate website or our investment advisory website or our funds website or our Facebook page,



  • You will be responsible for establishing and managing the company’s compliance needs.
  • This will include establishing a compliance program, reporting, investigating and recommending of remedial action, providing compliance advice, reviewing filings with regulators, regular compliance returns and internal investigations, etc.
  • Coordinating the company’s compliance efforts including staff training, liaison with external auditors and the relevant authorities.


  • At least a Bachelor’s Degree in Law or Accountancy qualifications (with audit experience) or relevant professional qualification.
  • Experience in internal or external audit would be preferable.
  • At least 3 years of relevant working experience in the industry.
  • Able to work independently, be extremely well organised, meticulous and detail oriented.
  • You would be required to be registered with the Malaysian Securities Commission.
  • Very proficient in both spoken and written English.


If you enjoy the thrills, challenges and rewards in helping to build a world-class investment advisory and fund management group, we would love to talk to you. At Capital Dynamics, you have an environment where integrity and performance are greatly prized.

Please send your application to [email protected]

For others, send them to

Managing Director
Capital Dynamics
16th Floor, Plaza First Nationwide
161, Jalan Tun HS Lee
50000 Kuala Lumpur
Tel : 03 - 2070 2104/05
Fax : 03 - 2070 2103

For more information on Capital Dynamics, please visit
Corporate website           :
Investment advisory         :
Fund management          :
Facebook                        :


There is no need to provide payment or bank account details to any person or organisation when applying for a job.

Reg. number

Banking / Finance / Investment
Working Hours
Regular hours, Mon-Fri. Sat half-day

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